The second mover advantage: R&D and absorptive capacity

Sapnoti Eswar*, Michael F. Ferguson, Jayoung Yoon

*Corresponding author for this work

Research output: Working paper

Abstract

Absorptive capacity (AC) is the extent to which a firm can translate R&D spillovers from its technological counterparts into its own productivity. We employ a new measure of AC based on Total Factor Productivity. Our measure of AC is positively related to real innovative outcomes: small firms with high AC produce higher quantity and quality of patents. Small firms with High AC earn positive risk-adjusted returns. These returns are positively related to long-horizon mis-pricing factors, limits to arbitrage, and limited investor attention. They are incremental to other linkages between firms and other, recognized R&D underpricing factors.
Original languageEnglish
Place of PublicationOnline
PublisherSSRN
Number of pages67
DOIs
Publication statusPublished - 6 Dec 2022

Publication series

NameS&P Global Market Intelligence Research Paper Series

Keywords

  • Research & development
  • Absorptive capacity
  • Patents
  • Returns predictability
  • Market efficiency

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